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Learning Disabilities - The Law Individual with Disabilities Act (IDEA)
Part B - ASSISTANCE FOR EDUCATION OF ALL CHILDREN
WITH DISABILITIES
PART B -- ASSISTANCE FOR EDUCATION
OF ALL CHILDREN WITH DISABILITIES
SEC. 611. AUTHORIZATION; ALLOTMENT; USE OF
FUNDS; AUTHORIZATION OF APPROPRIATIONS.
(a) GRANTS TO STATES-
(1) PURPOSE OF GRANTS- The Secretary shall make grants to States and
the outlying areas, and provide funds to the Secretary of the Interior,
to assist them to provide special education and related services to children
with disabilities in accordance with this part.
(2) MAXIMUM AMOUNTS- The maximum amount of the
grant a State may receive under this section for any fiscal year is --
(A) the number of children with disabilities in the State who are
receiving special education and related services --
(i) aged 3 through 5 if the State is eligible for a grant under section
619; and
(ii) aged 6 through 21; multiplied by
(B) 40 percent of the average per-pupil expenditure
in public elementary and secondary schools in the United States. (b) OUTLYING AREAS AND FREELY ASSOCIATED STATES-
(1) FUNDS RESERVED- From the amount appropriated
for any fiscal year under subsection (j),
the Secretary shall reserve not more than one percent, which shall be used
--
(A) to provide assistance to the outlying areas in accordance with
their respective populations of individuals aged 3 through 21; and
(B) for fiscal years 1998 through 2001, to carry out the competition
described in paragraph (2), except
that the amount reserved to carry out that competition shall not exceed
the amount reserved for fiscal year 1996 for the competition under part
B of this Act described under the heading 'SPECIAL EDUCATION' in Public
Law 104-134.
(2) LIMITATION FOR FREELY ASSOCIATED STATES-
(A) COMPETITIVE GRANTS- The Secretary shall
use funds described in paragraph (1)(B)
to award grants, on a competitive basis, to Guam, American Samoa, the Commonwealth
of the Northern Mariana Islands, and the freely associated States to carry
out the purposes of this part. (B) AWARD BASIS- The Secretary shall award grants under subparagraph
(A) on a competitive basis, pursuant to the recommendations of the
Pacific Region Educational Laboratory in Honolulu, Hawaii. Those recommendations
shall be made by experts in the field of special education and related
services.
(C) ASSISTANCE REQUIREMENTS- Any freely associated State that wishes
to receive funds under this part shall include, in its application for
assistance --
(i) information demonstrating that it will meet all conditions that
apply to States under this part;
(ii) an assurance that, notwithstanding any other provision of this
part, it will use those funds only for the direct provision of special
education and related services to children with disabilities and to enhance
its capacity to make a free appropriate public education available to all
children with disabilities;
(iii) the identity of the source and amount of funds, in addition to
funds under this part, that it will make available to ensure that a free
appropriate public education is available to all children with disabilities
within its jurisdiction; and
(iv) such other information and assurances as the Secretary may require.
(D) TERMINATION OF ELIGIBILITY- Notwithstanding any other provision of
law, the freely associated States shall not receive any funds under this
part for any program year that begins after September 30, 2001.
(E) ADMINISTRATIVE COSTS- The Secretary may provide not more than five
percent of the amount reserved for grants under this paragraph to pay the
administrative costs of the Pacific Region Educational Laboratory under
subparagraph (B).
(3) LIMITATION- An outlying area is not eligible
for a competitive award under paragraph (2) unless it receives assistance
under paragraph (1)(A).
(4) SPECIAL RULE- The provisions of Public
Law 95-134, permitting the consolidation of grants by the outlying
areas, shall not apply to funds provided to those areas or to the freely
associated States under this section.
(5) ELIGIBILITY FOR DISCRETIONARY PROGRAMS- The freely associated States
shall be eligible to receive assistance under subpart
2 of part D of this Act until September 30, 2001.
(6) DEFINITION- As used in this subsection, the term 'freely associated
States' means the Republic of the Marshall Islands, the Federated States
of Micronesia, and the Republic of Palau.
(c) SECRETARY OF THE INTERIOR- From the amount appropriated
for any fiscal year under subsection (j),
the Secretary shall reserve 1.226 percent to provide assistance to the
Secretary of the Interior in accordance with subsection
(i).
(d) ALLOCATIONS TO STATES-
(1) IN GENERAL- After reserving funds for studies
and evaluations under section 674(e),
and for payments to the outlying areas and the Secretary of the Interior
under subsections (b) and (c),
the Secretary shall allocate the remaining amount among the States in accordance
with paragraph (2) or subsection
(e), as the case may be.
(2) INTERIM FORMULA- Except as provided in subsection
(e), the Secretary shall allocate the amount described in paragraph
(1) among the States in accordance with section 611(a)(3),(4)and (5)and(b)(1),
(2),
and (3) of this Act, as in effect prior
to the enactment of the Individuals with Disabilities Education Act Amendments
of 1997, except that the determination of the number of children with disabilities
receiving special education and related services under such section 611(a)(3)
may, at the State's discretion, be calculated as of the last Friday in
October or as of December 1 of the fiscal year for which the funds are
appropriated.
(e) PERMANENT FORMULA-
(1) ESTABLISHMENT OF BASE YEAR- The Secretary shall allocate the amount
described in subsection (d)(1) among
the States in accordance with this subsection for each fiscal year beginning
with the first fiscal year for which the amount appropriated under subsection
(j) is more than $4,924,672,200.
(2) USE OF BASE YEAR-
(A) DEFINITION- As used in this subsection,
the term 'base year' means the fiscal year preceding the first fiscal year
in which this subsection applies.
(B) SPECIAL RULE FOR USE OF BASE YEAR AMOUNT- If a State received any
funds under this section for the base year on the basis of children aged
3 through 5, but does not make a free appropriate public education available
to all children with disabilities aged 3 through 5 in the State in any
subsequent fiscal year, the Secretary shall compute the State's base year
amount, solely for the purpose of calculating the State's allocation in
that subsequent year under paragraph (3)
or (4), by subtracting the amount allocated
to the State for the base year on the basis of those children.
(3) INCREASE IN FUNDS- If the amount available
for allocations to States under paragraph (1) is equal to or greater than
the amount allocated to the States under this paragraph for the preceding
fiscal year, those allocations shall be calculated as follows:
(A) (i) Except as provided in subparagraph
(B), the Secretary shall --
(I) allocate to each State the amount it received for the base year;
(II) allocate 85 percent of any remaining funds to States on the basis
of their relative populations of children aged 3 through 21 who are of
the same age as children with disabilities for whom the State ensures the
availability of a free appropriate public education under this part; and
(III) allocate 15 percent of those remaining funds to States on the
basis of their relative populations of children described in subclause
(II) who are living in poverty.
(ii) For the purpose of making grants under this paragraph, the Secretary
shall use the most recent population data, including data on children living
in poverty, that are available and satisfactory to the Secretary. (B) Notwithstanding subparagraph (A), allocations
under this paragraph shall be subject to the following:
(i) No State's allocation shall be less than
its allocation for the preceding fiscal year.
(ii) No State's allocation shall be less than the greatest of --
(I) the sum of --
(aa) the amount it received for the base year; and
(bb) one third of one percent of the amount by which the amount appropriated
under subsection (j) exceeds the amount
appropriated under this section for the base year;
(II) the sum of --
(aa) the amount it received for the preceding fiscal year; and
(bb) that amount multiplied by the percentage by which the increase
in the funds appropriated from the preceding fiscal year exceeds 1.5 percent;
or
(III) the sum of --
(aa) the amount it received for the preceding fiscal year; and
(bb) that amount multiplied by 90 percent of the percentage increase
in the amount appropriated from the preceding fiscal year.
(iii) Notwithstanding clause (ii), no State's allocation under this paragraph
shall exceed the sum of --
(I) the amount it received for the preceding fiscal year; and
(II) that amount multiplied by the sum of 1.5 percent and the percentage
increase in the amount appropriated.
(C) If the amount available for allocations under this paragraph is insufficient
to pay those allocations in full, those allocations shall be ratably reduced,
subject to subparagraph (B)(i). (4) DECREASE IN FUNDS- If the amount available for
allocations to States under paragraph (1) is less than the amount allocated
to the States under this section for the preceding fiscal year, those allocations
shall be calculated as follows: (A) If the amount available for allocations is greater than the amount
allocated to the States for the base year, each State shall be allocated
the sum of --
(i) the amount it received for the base year; and
(ii) an amount that bears the same relation to any remaining funds as
the increase the State received for the preceding fiscal year over the
base year bears to the total of all such increases for all States.
(B) (i) If the amount available for allocations is equal to or less
than the amount allocated to the States for the base year, each State shall
be allocated the amount it received for the base year.
(ii) If the amount available is insufficient to make the allocations
described in clause (i), those allocations shall be ratably reduced.
(f) STATE-LEVEL ACTIVITIES-
(1) GENERAL-
(A) Each State may retain not more than the
amount described in subparagraph (B)
for administration and other State-level activities in accordance with
paragraphs (2) and (3).
(B) For each fiscal year, the Secretary shall
determine and report to the State educational agency an amount that is
25 percent of the amount the State received under this section for fiscal
year 1997, cumulatively adjusted by the Secretary for each succeeding fiscal
year by the lesser of --
(i) the percentage increase, if any, from the preceding fiscal year
in the State's allocation under this section; or
(ii) the rate of inflation, as measured by the percentage increase,
if any, from the preceding fiscal year in the Consumer
Price Index For All Urban Consumers, published by the Bureau of Labor
Statistics of the Department of Labor.
(C) A State may use funds it retains under subparagraph
(A) without regard to --
(i) the prohibition on commingling of funds in section
612(a)(18)(B); and
(2) STATE ADMINISTRATION-
(A) For the purpose of administering this
part, including section 619 (including
the coordination of activities under this part with, and providing technical
assistance to, other programs that provide services to children with disabilities)
-- (i) each State may use not more than twenty percent of the maximum
amount it may retain under paragraph (1)(A)
for any fiscal year or $500,000 (adjusted by the cumulative rate of inflation
since fiscal year 1998, as measured by the percentage increase, if any,
in the Consumer
Price Index For All Urban Consumers, published by the Bureau of Labor
Statistics of the Department of Labor), whichever is greater; and
(ii) each outlying area may use up to five percent of the amount it
receives under this section for any fiscal year or $35,000, whichever is
greater.
(B) Funds described in subparagraph (A)
may also be used for the administration of part
C of this Act, if the State educational agency is the lead agency for
the State under that part. (3) OTHER STATE-LEVEL ACTIVITIES- Each State shall
use any funds it retains under paragraph
(1) and does not use for administration under paragraph
(2) for any of the following:
(A) Support and direct services, including
technical assistance and personnel development and training.
(B) Administrative costs of monitoring and complaint investigation,
but only to the extent that those costs exceed the costs incurred for those
activities during fiscal year 1985.
(C) To establish and implement the mediation process required by section
615(e), including providing for the costs of mediators and support
personnel.
(D) To assist local educational agencies in meeting personnel shortages.
(E) To develop a State Improvement Plan under subpart
1 of part D.
(F) Activities at the State and local levels to meet the performance
goals established by the State under section 612(a)(16)
and to support implementation of the State Improvement Plan undersubpart
1 of part D if the State receives funds under that subpart.
(G) To supplement other amounts used to develop and implement a Statewide
coordinated services system designed to improve results for children and
families, including children with disabilities and their families, but
not to exceed one percent of the amount received by the State under this
section. This system shall be coordinated with and, to the extent appropriate,
build on the system of coordinated services developed by the State under
part
C of this Act.
(H) For subgrants to local educational agencies for the purposes described
in paragraph (4)(A).
(4) (A) SUBGRANTS
TO LOCAL EDUCATIONAL AGENCIES FOR CAPACITY-BUILDING AND IMPROVEMENT- In
any fiscal year in which the percentage increase in the State's allocation
under this section exceeds the rate of inflation (as measured by the percentage
increase, if any, from the preceding fiscal year in the Consumer
Price Index For All Urban Consumers, published by the Bureau of Labor
Statistics of the Department of Labor), each State shall reserve, from
its allocation under this section, the amount described in subparagraph
(B) to make subgrants to local educational agencies, unless that amount
is less than $100,000, to assist them in providing direct services and
in making systemic change to improve results for children with disabilities
through one or more of the following:
(i) Direct services, including alternative programming for children
who have been expelled from school, and services for children in correctional
facilities, children enrolled in State-operated or State-supported schools,
and children in charter schools.
(ii) Addressing needs or carrying out improvement strategies identified
in the State's Improvement Plan under subpart
1 of part D.
(iii) Adopting promising practices, materials, and technology, based
on knowledge derived from education research and other sources.
(iv) Establishing, expanding, or implementing interagency agreements
and arrangements between local educational agencies and other agencies
or organizations concerning the provision of services to children with
disabilities and their families.
(v) Increasing cooperative problem-solving between parents and school
personnel and promoting the use of alternative dispute resolution.
(B) MAXIMUM SUBGRANT- For each fiscal year, the
amount referred to in subparagraph (A) is --
(i) the maximum amount the State was allowed to retain under paragraph
(1)(A) for the prior fiscal year, or for fiscal year 1998, 25 percent
of the State's allocation for fiscal year 1997 under this section; multiplied
by
(ii) the difference between the percentage increase in the State's allocation
under this section and the rate of inflation, as measured by the percentage
increase, if any, from the preceding fiscal year in the Consumer
Price Index For All Urban Consumers, published by the Bureau of Labor
Statistics of the Department of Labor.
(5) REPORT ON USE OF FUNDS- As part of the information required to be submitted
to the Secretary under section 612, each
State shall annually describe --
(A) how amounts retained under paragraph (1)
will be used to meet the requirements of this part;
(B) how those amounts will be allocated among the activities described
in paragraphs (2) and (3)
to meet State priorities based on input from local educational agencies;
and
(C) the percentage of those amounts, if any, that will be distributed
to local educational agencies by formula.
(g) SUBGRANTS TO LOCAL EDUCATIONAL AGENCIES-
(1) SUBGRANTS REQUIRED- Each State that receives
a grant under this section for any fiscal year shall distribute any funds
it does not retain under subsection (f)
(at least 75 percent of the grant funds) to local educational agencies
in the State that have established their eligibility under section
613, and to State agencies that received funds under section
614(a)(1)(A) of this Act for fiscal year 1997, as then in effect, and
have established their eligibility under section
613, for use in accordance with this part.
(2) ALLOCATIONS TO LOCAL EDUCATIONAL AGENCIES-
(A) INTERIM PROCEDURE- For each fiscal year for which funds are allocated
to States under subsection (d)(2),
each State shall allocate funds under paragraph
(1) in accordance with section 611(d)
of this Act, as in effect prior to the enactment of the Individuals with
Disabilities Education Act Amendments of 1997.
(B) PERMANENT PROCEDURE- For each fiscal year for which funds are allocated
to States under subsection (e), each
State shall allocate funds under paragraph
(1) as follows:
(i) BASE PAYMENTS- The State shall first
award each agency described in paragraph
(1) the amount that agency would have received under this section for
the base year, as defined in subsection
(e)(2)(A), if the State had distributed 75 percent of its grant for
that year under section 611(d), as then
in effect.
(ii) ALLOCATION OF REMAINING FUNDS- After making allocations under clause
(i), the State shall --
(I) allocate 85 percent of any remaining funds to those agencies on
the basis of the relative numbers of children enrolled in public and private
elementary and secondary schools within the agency's jurisdiction; and
(II) allocate 15 percent of those remaining funds to those agencies
in accordance with their relative numbers of children living in poverty,
as determined by the State educational agency.
(3) FORMER CHAPTER 1 STATE AGENCIES-
(A) To the extent necessary, the State --
(i) shall use funds that are available under subsection
(f)(1)(A) to ensure that each State agency that received fiscal year
1994 funds under subpart 2 of part D of chapter 1 of title I of the Elementary
and Secondary Education Act of 1965 receives, from the combination of funds
under subsection (f)(1)(A) and funds
provided under paragraph (1) of this subsection,
an amount equal to --
(I) the number of children with disabilities,
aged 6 through 21, to whom the agency was providing special education and
related services on December 1 of the fiscal year for which the funds were
appropriated, subject to the limitation in subparagraph
(B); multiplied by
(II) the per-child amount provided under such subpart for fiscal year
1994; and
(ii) may use those funds to ensure that each local educational agency
that received fiscal year 1994 funds under that subpart for children who
had transferred from a State-operated or State-supported school or program
assisted under that subpart receives, from the combination of funds available
under subsection (f)(1)(A) and funds
provided under paragraph (1) of this subsection, an amount for each such
child, aged 3 through 21 to whom the agency was providing special education
and related services on December 1 of the fiscal year for which the funds
were appropriated, equal to the per-child amount the agency received under
that subpart for fiscal year 1994. (B) The number of children counted under subparagraph
(A)(i)(I) shall not exceed the number of children aged 3 through 21
for whom the agency received fiscal year 1994 funds under subpart 2 of
part D of chapter 1 of title I of the Elementary and Secondary Education
Act of 1965.
(4) REALLOCATION OF FUNDS- If a State educational agency determines that
a local educational agency is adequately providing a free appropriate public
education to all children with disabilities residing in the area served
by that agency with State and local funds, the State educational agency
may reallocate any portion of the funds under this part that are not needed
by that local agency to provide a free appropriate public education to
other local educational agencies in the State that are not adequately providing
special education and related services to all children with disabilities
residing in the areas they serve.
(h) DEFINITIONS- For the purpose of this section --
(1) the term 'average per-pupil expenditure in public elementary and
secondary schools in the United States' means --
(A) without regard to the source of funds --
(i) the aggregate current expenditures, during the second fiscal year
preceding the fiscal year for which the determination is made (or, if satisfactory
data for that year are not available, during the most recent preceding
fiscal year for which satisfactory data are available) of all local educational
agencies in the 50 States and the District of Columbia); plus
(ii) any direct expenditures by the State for the operation of those
agencies; divided by
(B) the aggregate number of children in average daily attendance to whom
those agencies provided free public education during that preceding year;
and
(2) the term 'State' means each of the 50 States, the District of Columbia,
and the Commonwealth of Puerto Rico. (i) USE OF AMOUNTS BY SECRETARY OF THE INTERIOR-
(1) PROVISION OF AMOUNTS FOR ASSISTANCE- (A) IN GENERAL- The Secretary of Education shall provide amounts to
the Secretary of the Interior to meet the need for assistance for the education
of children with disabilities on reservations aged 5 to 21, inclusive,
enrolled in elementary and secondary schools for Indian children operated
or funded by the Secretary of the Interior. The amount of such payment
for any fiscal year shall be equal to 80 percent of the amount allotted
under subsection (c) for that fiscal
year.
(B) CALCULATION OF NUMBER OF CHILDREN- In the case of Indian students
aged 3 to 5, inclusive, who are enrolled in programs affiliated with the
Bureau
of Indian Affairs (hereafter in this subsection referred to as 'BIA')
schools and that are required by the States in which such schools are located
to attain or maintain State accreditation, and which schools have such
accreditation prior to the date of enactment of the Individuals with Disabilities
Education Act Amendments of 1991, the school shall be allowed to count
those children for the purpose of distribution of the funds provided under
this paragraph to the Secretary of the Interior. The Secretary of the Interior
shall be responsible for meeting all of the requirements of this part for
these children, in accordance with paragraph (2).
(C) ADDITIONAL REQUIREMENT- With respect to all other children aged
3 to 21, inclusive, on reservations, the State educational agency shall
be responsible for ensuring that all of the requirements of this part are
implemented.
(2) SUBMISSION OF INFORMATION- The Secretary of
Education may provide the Secretary of the Interior amounts under paragraph
(1) for a fiscal year only if the Secretary of the Interior submits
to the Secretary of Education information that -- (A) demonstrates that the Department of the
Interior meets the appropriate requirements, as determined by the Secretary
of Education, of sections 612 (including
monitoring and evaluation activities) and 613;
(B) includes a description of how the Secretary
of the Interior will coordinate the provision of services under this part
with local educational agencies, tribes and tribal organizations, and other
private and Federal service providers;
(C) includes an assurance that there are public hearings, adequate notice
of such hearings, and an opportunity for comment afforded to members of
tribes, tribal governing bodies, and affected local school boards before
the adoption of the policies, programs, and procedures described in subparagraph
(A);
(D) includes an assurance that the Secretary
of the Interior will provide such information as the Secretary of Education
may require to comply with section 618;
(E) includes an assurance that the Secretary of the Interior and the
Secretary of Health and Human Services have entered into a memorandum of
agreement, to be provided to the Secretary of Education, for the coordination
of services, resources, and personnel between their respective Federal,
State, and local offices and with State and local educational agencies
and other entities to facilitate the provision of services to Indian children
with disabilities residing on or near reservations (such agreement shall
provide for the apportionment of responsibilities and costs including,
but not limited to, child find, evaluation, diagnosis, remediation or therapeutic
measures, and (where appropriate) equipment and medical or personal supplies
as needed for a child to remain in school or a program); and
(F) includes an assurance that the Department of the Interior will cooperate
with the Department of Education in its exercise of monitoring and oversight
of this application, and any agreements entered into between the Secretary
of the Interior and other entities under this part, and will fulfill its
duties under this part. Section 616(a)
shall apply to the information described in this paragraph.
(3) PAYMENTS FOR EDUCATION AND SERVICES FOR INDIAN CHILDREN WITH DISABILITIES
AGED 3 THROUGH 5-
(A) IN GENERAL- With funds appropriated under
subsection
(j), the Secretary of Education shall make payments to the Secretary
of the Interior to be distributed to tribes or tribal organizations (as
defined under section 4 of the
Indian Self-Determination and Education Assistance Act) or consortia
of the above to provide for the coordination of assistance for special
education and related services for children with disabilities aged 3 through
5 on reservations served by elementary and secondary schools for Indian
children operated or funded by the Department of the Interior. The amount
of such payments under subparagraph (B) for any
fiscal year shall be equal to 20 percent of the amount allotted under subsection
(c).
(B) DISTRIBUTION OF FUNDS- The Secretary of
the Interior shall distribute the total amount of the payment under subparagraph
(A) by allocating to each tribe or tribal organization an amount based
on the number of children with disabilities ages 3 through 5 residing on
reservations as reported annually, divided by the total of those children
served by all tribes or tribal organizations.
(C) SUBMISSION OF INFORMATION- To receive a payment under this paragraph,
the tribe or tribal organization shall submit such figures to the Secretary
of the Interior as required to determine the amounts to be allocated under
subparagraph
(B). This information shall be compiled and submitted to the Secretary
of Education.
(D) USE OF FUNDS- The funds received by a tribe or tribal organization
shall be used to assist in child find, screening, and other procedures
for the early identification of children aged 3 through 5, parent training,
and the provision of direct services. These activities may be carried out
directly or through contracts or cooperative agreements with the BIA, local
educational agencies, and other public or private nonprofit organizations.
The tribe or tribal organization is encouraged to involve Indian parents
in the development and implementation of these activities. The above entities
shall, as appropriate, make referrals to local, State, or Federal entities
for the provision of services or further diagnosis.
(E) BIENNIAL REPORT- To be eligible to receive
a grant pursuant to subparagraph (A), the tribe
or tribal organization shall provide to the Secretary of the Interior a
biennial report of activities undertaken under this paragraph, including
the number of contracts and cooperative agreements entered into, the number
of children contacted and receiving services for each year, and the estimated
number of children needing services during the 2 years following the one
in which the report is made. The Secretary of the Interior shall include
a summary of this information on a biennial basis in the report to the
Secretary of Education required under this subsection. The Secretary of
Education may require any additional information from the Secretary of
the Interior.
(F) PROHIBITIONS- None of the funds allocated under this paragraph may
be used by the Secretary of the Interior for administrative purposes, including
child count and the provision of technical assistance.
(4) PLAN FOR COORDINATION OF SERVICES- The Secretary of the Interior shall
develop and implement a plan for the coordination of services for all Indian
children with disabilities residing on reservations covered under this
Act. Such plan shall provide for the coordination of services benefiting
these children from whatever source, including tribes, the Indian Health
Service, other BIA divisions, and other Federal agencies. In developing
the plan, the Secretary of the Interior shall consult with all interested
and involved parties. It shall be based on the needs of the children and
the system best suited for meeting those needs, and may involve the establishment
of cooperative agreements between the BIA, other Federal agencies, and
other entities. The plan shall also be distributed upon request to States,
State and local educational agencies, and other agencies providing services
to infants, toddlers, and children with disabilities, to tribes, and to
other interested parties.
(5) ESTABLISHMENT OF ADVISORY BOARD- To meet
the requirements of section 612(a)(21),
the Secretary of the Interior shall establish, not later than 6 months
after the date of the enactment of the Individuals with Disabilities Education
Act Amendments of 1997, under the BIA, an advisory board composed of individuals
involved in or concerned with the education and provision of services to
Indian infants, toddlers, children, and youth with disabilities, including
Indians with disabilities, Indian parents or guardians of such children,
teachers, service providers, State and local educational officials, representatives
of tribes or tribal organizations, representatives from State Interagency
Coordinating Councils under section 641
in States having reservations, and other members representing the various
divisions and entities of the BIA. The chairperson shall be selected by
the Secretary of the Interior. The advisory board shall --
(A) assist in the coordination of services within the BIA and with
other local, State, and Federal agencies in the provision of education
for infants, toddlers, and children with disabilities;
(B) advise and assist the Secretary of the Interior in the performance
of the Secretary's responsibilities described in this subsection;
(C) develop and recommend policies concerning effective inter- and intra-agency
collaboration, including modifications to regulations, and the elimination
of barriers to inter- and intra-agency programs and activities;
(D) provide assistance and disseminate information on best practices,
effective program coordination strategies, and recommendations for improved
educational programming for Indian infants, toddlers, and children with
disabilities; and
(E) provide assistance in the preparation of information required under
paragraph
(2)(D).
(6) ANNUAL REPORTS- (A) IN GENERAL- The advisory board established
under paragraph (5) shall prepare and submit to
the Secretary of the Interior and to the Congress an annual report containing
a description of the activities of the advisory board for the preceding
year.
(B) AVAILABILITY- The Secretary of the Interior shall make available
to the Secretary of Education the report described in subparagraph
(A).
(j) AUTHORIZATION OF APPROPRIATIONS- For the purpose
of carrying out this part, other than section
619, there are authorized to be appropriated such sums as may be necessary.
SEC. 612. STATE ELIGIBILITY.(a) IN GENERAL- A State is eligible for assistance
under this part for a fiscal year if the State demonstrates to the satisfaction
of the Secretary that the State has in effect policies and procedures to
ensure that it meets each of the following conditions:
(1) FREE APPROPRIATE PUBLIC EDUCATION-
(A) IN GENERAL- A free appropriate public
education is available to all children with disabilities residing in the
State between the ages of 3 and 21, inclusive, including children with
disabilities who have been suspended or expelled from school.
(B) LIMITATION- The obligation to make a free
appropriate public education available to all children with disabilities
does not apply with respect to children:
(i) aged 3 through 5 and 18 through 21 in a State to the extent that
its application to those children would be inconsistent with State law
or practice, or the order of any court, respecting the provision of public
education to children in those age ranges; and
(ii) aged 18 through 21 to the extent that State law does not require
that special education and related services under this part be provided
to children with disabilities who, in the educational placement prior to
their incarceration in an adult correctional facility:
(I) were not actually identified as being a child with a disability
under section 602(3) of this Act;
or
(II) did not have an individualized education program under this part.
(2) FULL EDUCATIONAL OPPORTUNITY GOAL- The State has established a goal
of providing full educational opportunity to all children with disabilities
and a detailed timetable for accomplishing that goal.
(3) CHILD FIND-
(A) IN GENERAL- All children with disabilities residing in the State,
including children with disabilities attending private schools, regardless
of the severity of their disabilities, and who are in need of special education
and related services, are identified, located, and evaluated and a practical
method is developed and implemented to determine which children with disabilities
are currently receiving needed special education and related services.
(B) CONSTRUCTION- Nothing in this Act requires that children be classified
by their disability so long as each child who has a disability listed in
section
602 and who, by reason of that disability, needs special education
and related services is regarded as a child with a disability under this
part.
(4) INDIVIDUALIZED EDUCATION PROGRAM- An individualized
education program, or an individualized family service plan that meets
the requirements of section 636(d),
is developed, reviewed, and revised for each child with a disability in
accordance with section 614(d).
(5) LEAST RESTRICTIVE ENVIRONMENT-
(A) IN GENERAL- To the maximum extent appropriate,
children with disabilities, including children in public or private institutions
or other care facilities, are educated with children who are not disabled,
and special classes, separate schooling, or other removal of children with
disabilities from the regular educational environment occurs only when
the nature or severity of the disability of a child is such that education
in regular classes with the use of supplementary aids and services cannot
be achieved satisfactorily.
(B) ADDITIONAL REQUIREMENT-
(i) IN GENERAL- If the State uses a funding mechanism by which the
State distributes State funds on the basis of the type of setting in which
a child is served, the funding mechanism does not result in placements
that violate the requirements of subparagraph (A).
(ii) ASSURANCE- If the State does not have policies and procedures to
ensure compliance with clause (i), the State shall provide the Secretary
an assurance that it will revise the funding mechanism as soon as feasible
to ensure that such mechanism does not result in such placements.
(6) PROCEDURAL SAFEGUARDS-
(A) IN GENERAL- Children with disabilities and their parents are afforded
the procedural safeguards required by section
615.
(B) ADDITIONAL PROCEDURAL SAFEGUARDS- Procedures to ensure that testing
and evaluation materials and procedures utilized for the purposes of evaluation
and placement of children with disabilities will be selected and administered
so as not to be racially or culturally discriminatory. Such materials or
procedures shall be provided and administered in the child's native language
or mode of communication, unless it clearly is not feasible to do so, and
no single procedure shall be the sole criterion for determining an appropriate
educational program for a child.
(7) EVALUATION- Children with disabilities are evaluated in accordance
with subsections (a) through (c)
of section 614.
(8) CONFIDENTIALITY- Agencies in the State comply with section
617(c) (relating to the confidentiality of records and information).
(9) TRANSITION FROM PART C TO PRESCHOOL
PROGRAMS- Children participating in early-intervention programs assisted
under part C, and who will participate
in preschool programs assisted under this part, experience a smooth and
effective transition to those preschool programs in a manner consistent
with section 637(a)(8). By the third
birthday of such a child, an individualized education program or, if consistent
with sections 614(d)(2)(B) and 636(d),
an individualized family service plan, has been developed and is being
implemented for the child. The local educational agency will participate
in transition planning conferences arranged by the designated lead agency
under section 637(a)(8).
(10) CHILDREN IN PRIVATE SCHOOLS-
(A) CHILDREN ENROLLED IN PRIVATE SCHOOLS
BY THEIR PARENTS-
(i) IN GENERAL- To the extent consistent
with the number and location of children with disabilities in the State
who are enrolled by their parents in private elementary and secondary schools,
provision is made for the participation of those children in the program
assisted or carried out under this part by providing for such children
special education and related services in accordance with the following
requirements, unless the Secretary has arranged for services to those children
under subsection (f):
(I) Amounts expended for the provision of those services by a local
educational agency shall be equal to a proportionate amount of Federal
funds made available under this part.
(II) Such services may be provided to children with disabilities on
the premises of private, including parochial, schools, to the extent consistent
with law.
(ii) CHILD-FIND REQUIREMENT- The requirements
of paragraph (3) of this subsection (relating to child find) shall apply
with respect to children with disabilities in the State who are enrolled
in private, including parochial, elementary and secondary schools. (B) CHILDREN PLACED IN, OR REFERRED TO, PRIVATE
SCHOOLS BY PUBLIC AGENCIES-
(i) IN GENERAL- Children with disabilities in private schools and
facilities are provided special education and related services, in accordance
with an individualized education program, at no cost to their parents,
if such children are placed in, or referred to, such schools or facilities
by the State or appropriate local educational agency as the means of carrying
out the requirements of this part or any other applicable law requiring
the provision of special education and related services to all children
with disabilities within such State. (ii) STANDARDS- In all cases described in clause (i), the State educational
agency shall determine whether such schools and facilities meet standards
that apply to State and local educational agencies and that children so
served have all the rights they would have if served by such agencies. (C) PAYMENT FOR EDUCATION OF CHILDREN ENROLLED
IN PRIVATE SCHOOLS WITHOUT CONSENT OF OR REFERRAL BY THE PUBLIC AGENCY-
(i) IN GENERAL- Subject to subparagraph (A), this part does not require
a local educational agency to pay for the cost of education, including
special education and related services, of a child with a disability at
a private school or facility if that agency made a free appropriate public
education available to the child and the parents elected to place the child
in such private school or facility.
(ii) REIMBURSEMENT FOR PRIVATE SCHOOL PLACEMENT- If the parents of a
child with a disability, who previously received special education and
related services under the authority of a public agency, enroll the child
in a private elementary or secondary school without the consent of or referral
by the public agency, a court or a hearing officer may require the agency
to reimburse the parents for the cost of that enrollment if the court or
hearing officer finds that the agency had not made a free appropriate public
education available to the child in a timely manner prior to that enrollment.
(iii) LIMITATION ON REIMBURSEMENT- The cost of reimbursement described
in clause (ii) may be reduced or denied --
(I) if --
(aa) at the most recent IEP meeting
that the parents attended prior to removal of the child from the public
school, the parents did not inform the IEP Team that they were rejecting
the placement proposed by the public agency to provide a free appropriate
public education to their child, including stating their concerns and their
intent to enroll their child in a private school at public expense; or
(bb) 10 business days (including any holidays that occur on a business
day) prior to the removal of the child from the public school, the parents
did not give written notice to the public agency of the information described
in division (aa);
(II) if, prior to the parents' removal of the child from the public school,
the public agency informed the parents, through the notice requirements
described in section 615(b)(7), of
its intent to evaluate the child (including a statement of the purpose
of the evaluation that was appropriate and reasonable), but the parents
did not make the child available for such evaluation; or
(III) upon a judicial finding of unreasonableness with respect to actions
taken by the parents.
(iv) EXCEPTION- Notwithstanding the notice requirement in clause (iii)(I),
the cost of reimbursement may not be reduced or denied for failure to provide
such notice if --
(I) the parent is illiterate and cannot write in English;
(II) compliance with clause (iii)(I) would likely result in physical
or serious emotional harm to the child;
(III) the school prevented the parent from providing such notice; or
(IV) the parents had not received notice, pursuant to section
615, of the notice requirement in clause (iii)(I).
(11) STATE EDUCATIONAL AGENCY RESPONSIBLE FOR GENERAL
SUPERVISION-
(A) IN GENERAL- The State educational agency is responsible for ensuring
that --
(i) the requirements of this part are met; and
(ii) all educational programs for children with disabilities in the
State, including all such programs administered by any other State or local
agency --
(I) are under the general supervision of individuals in the State
who are responsible for educational programs for children with disabilities;
and
(II) meet the educational standards of the State educational agency.
(B) LIMITATION- Subparagraph (A) shall not limit the responsibility of
agencies in the State other than the State educational agency to provide,
or pay for some or all of the costs of, a free appropriate public education
for any child with a disability in the State.
(C) EXCEPTION- Notwithstanding subparagraphs
(A) and (B), the Governor (or another individual pursuant to State law),
consistent with State law, may assign to any public agency in the State
the responsibility of ensuring that the requirements of this part are met
with respect to children with disabilities who are convicted as adults
under State law and incarcerated in adult prisons.
(12) OBLIGATIONS RELATED TO AND METHODS OF ENSURING
SERVICES-
(A) ESTABLISHING RESPONSIBILITY FOR SERVICES- The Chief Executive
Officer or designee of the officer shall ensure that an interagency agreement
or other mechanism for interagency coordination is in effect between each
public agency described in subparagraph (B) and the State educational agency,
in order to ensure that all services described in subparagraph (B)(i) that
are needed to ensure a free appropriate public education are provided,
including the provision of such services during the pendency of any dispute
under clause (iii). Such agreement or mechanism shall include the following: (i) AGENCY FINANCIAL RESPONSIBILITY- An identification of, or a method
for defining, the financial responsibility of each agency for providing
services described in subparagraph (B)(i) to ensure a free appropriate
public education to children with disabilities, provided that the financial
responsibility of each public agency described in subparagraph (B), including
the State Medicaid agency and other public insurers of children with disabilities,
shall precede the financial responsibility of the local educational agency
(or the State agency responsible for developing the child's IEP).
(ii) CONDITIONS AND TERMS OF REIMBURSEMENT- The conditions, terms, and
procedures under which a local educational agency shall be reimbursed by
other agencies.
(iii) INTERAGENCY DISPUTES- Procedures for resolving interagency disputes
(including procedures under which local educational agencies may initiate
proceedings) under the agreement or other mechanism to secure reimbursement
from other agencies or otherwise implement the provisions of the agreement
or mechanism.
(iv) COORDINATION OF SERVICES PROCEDURES- Policies and procedures for
agencies to determine and identify the interagency coordination responsibilities
of each agency to promote the coordination and timely and appropriate delivery
of services described in subparagraph (B)(i).
(B) OBLIGATION OF PUBLIC AGENCY-
(i) IN GENERAL- If any public agency other than an educational agency
is otherwise obligated under Federal or State law, or assigned responsibility
under State policy or pursuant to subparagraph (A), to provide or pay for
any services that are also considered special education or related services
(such as, but not limited to, services described in sections 602(1)
relating to assistive technology devices, 602(2)
relating to assistive technology services, 602(22)
relating to related services, 602(29)
relating to supplementary aids and services, and 602(30)
relating to transition services) that are necessary for ensuring a free
appropriate public education to children with disabilities within the State,
such public agency shall fulfill that obligation or responsibility, either
directly or through contract or other arrangement.
(ii) REIMBURSEMENT FOR SERVICES BY PUBLIC AGENCY- If a public agency
other than an educational agency fails to provide or pay for the special
education and related services described in clause (i), the local educational
agency (or State agency responsible for developing the child's IEP) shall
provide or pay for such services to the child. Such local educational agency
or State agency may then claim reimbursement for the services from the
public agency that failed to provide or pay for such services and such
public agency shall reimburse the local educational agency or State agency
pursuant to the terms of the interagency agreement or other mechanism described
in subparagraph (A)(i) according to the procedures established in such
agreement pursuant to subparagraph (A)(ii).
(C) SPECIAL RULE- The requirements of subparagraph (A) may be met through
--
(i) state statute or regulation; (ii) signed agreements between respective agency officials that clearly
identify the responsibilities of each agency relating to the provision
of services; or
(iii) other appropriate written methods as determined by the Chief Executive
Officer of the State or designee of the officer.
(13) PROCEDURAL REQUIREMENTS RELATING TO LOCAL EDUCATIONAL AGENCY ELIGIBILITY-
The State educational agency will not make a final determination that a
local educational agency is not eligible for assistance under this part
without first affording that agency reasonable notice and an opportunity
for a hearing.
(14) COMPREHENSIVE SYSTEM OF PERSONNEL DEVELOPMENT-
The State has in effect, consistent with the purposes of this Act and with
section
635(a)(8), a comprehensive system of personnel development that is
designed to ensure an adequate supply of qualified special education, regular
education, and related services personnel that meets the requirements for
a State improvement plan relating to personnel development in subsections
(b)(2)(B)
and (c)(3)(D) of section
653.
(15) PERSONNEL STANDARDS-
(A) IN GENERAL- The State educational agency has established and maintains
standards to ensure that personnel necessary to carry out this part are
appropriately and adequately prepared and trained.
(B) STANDARDS DESCRIBED- Such standards shall --
(i) be consistent with any State-approved or State-recognized certification,
licensing, registration, or other comparable requirements that apply to
the professional discipline in which those personnel are providing special
education or related services;
(ii) to the extent the standards described in subparagraph (A) are not
based on the highest requirements in the State applicable to a specific
profession or discipline, the State is taking steps to require retraining
or hiring of personnel that meet appropriate professional requirements
in the State; and
(iii) allow paraprofessionals and assistants who are appropriately trained
and supervised, in accordance with State law, regulations, or written policy,
in meeting the requirements of this part to be used to assist in the provision
of special education and related services to children with disabilities
under this part.
(C) POLICY- In implementing this paragraph, a State may adopt a policy
that includes a requirement that local educational agencies in the State
make an ongoing good-faith effort to recruit and hire appropriately and
adequately trained personnel to provide special education and related services
to children with disabilities, including, in a geographic area of the State
where there is a shortage of such personnel, the most qualified individuals
available who are making satisfactory progress toward completing applicable
course work necessary to meet the standards described in subparagraph (B)(i),
consistent with State law, and the steps described in subparagraph (B)(ii)
within three years. (16) PERFORMANCE GOALS AND INDICATORS- The
State --
(A) has established goals for the performance of children with disabilities
in the State that --
(i) will promote the purposes of this Act, as stated in section
601(d); and
(ii) are consistent, to the maximum extent appropriate, with other goals
and standards for children established by the State;
(B) has established performance indicators the State will use to assess
progress toward achieving those goals that, at a minimum, address the performance
of children with disabilities on assessments, drop-out rates, and graduation
rates;
(C) will, every two years, report to the Secretary and the public on
the progress of the State, and of children with disabilities in the State,
toward meeting the goals established under subparagraph (A); and
(D) based on its assessment of that progress, will revise its State
improvement plan under subpart 1 of part
D as may be needed to improve its performance, if the State receives
assistance under that subpart.
(17) PARTICIPATION IN ASSESSMENTS-
(A) IN GENERAL- Children with disabilities are included in general
State and district-wide assessment programs, with appropriate accommodations,
where necessary. As appropriate, the State or local educational agency
--
(i) develops guidelines for the participation of children with disabilities
in alternate assessments for those children who cannot participate in State
and district-wide assessment programs; and
(ii) develops and, beginning not later than July 1, 2000, conducts those
alternate assessments.
(B) REPORTS- The State educational agency makes available to the public,
and reports to the public with the same frequency and in the same detail
as it reports on the assessment of nondisabled children, the following:
(i) The number of children with disabilities participating in regular
assessments.
(ii) The number of those children participating in alternate assessments.
(iii) (I) The performance of those children on regular assessments
(beginning not later than July 1, 1998) and on alternate assessments (not
later than July 1, 2000), if doing so would be statistically sound and
would not result in the disclosure of performance results identifiable
to individual children. (II) Data relating to the performance of children described under
subclause (I) shall be disaggregated --
(aa) for assessments conducted after July 1, 1998; and
(bb) for assessments conducted before July 1, 1998, if the State is
required to disaggregate such data prior to July 1, 1998.
(18) SUPPLEMENTATION OF STATE, LOCAL, AND OTHER FEDERAL FUNDS-
(A) EXPENDITURES- Funds paid to a State under this part will be expended
in accordance with all the provisions of this part.
(B) PROHIBITION AGAINST COMMINGLING- Funds
paid to a State under this part will not be commingled with State funds.
(C) PROHIBITION AGAINST SUPPLANTATION AND CONDITIONS
FOR WAIVER BY SECRETARY- Except as provided in section
613, funds paid to a State under this part will be used to supplement
the level of Federal, State, and local funds (including funds that are
not under the direct control of State or local educational agencies) expended
for special education and related services provided to children with disabilities
under this part and in no case to supplant such Federal, State, and local
funds, except that, where the State provides clear and convincing evidence
that all children with disabilities have available to them a free appropriate
public education, the Secretary may waive, in whole or in part, the requirements
of this subparagraph if the Secretary concurs with the evidence provided
by the State.
(19) MAINTENANCE OF STATE FINANCIAL SUPPORT-
(A) IN GENERAL- The State does not reduce
the amount of State financial support for special education and related
services for children with disabilities, or otherwise made available because
of the excess costs of educating those children, below the amount of that
support for the preceding fiscal year.
(B) REDUCTION OF FUNDS FOR FAILURE TO MAINTAIN SUPPORT- The Secretary
shall reduce the allocation of funds under section
611 for any fiscal year following the fiscal year in which the State
fails to comply with the requirement of subparagraph (A) by the same amount
by which the State fails to meet the requirement.
(C) WAIVERS FOR EXCEPTIONAL OR UNCONTROLLABLE CIRCUMSTANCES- The Secretary
may waive the requirement of subparagraph (A) for a State, for one fiscal
year at a time, if the Secretary determines that --
(i) granting a waiver would be equitable due to exceptional or uncontrollable
circumstances such as a natural disaster or a precipitous and unforeseen
decline in the financial resources of the State; or (ii) the State meets the standard in paragraph (18)(C) of this section
for a waiver of the requirement to supplement, and not to supplant, funds
received under this part.
(D) SUBSEQUENT YEARS- If, for any year, a State fails to meet the requirement
of subparagraph (A), including any year for which the State is granted
a waiver under subparagraph (C), the financial support required of the
State in future years under subparagraph (A) shall be the amount that would
have been required in the absence of that failure and not the reduced level
of the State's support.
(E) REGULATIONS-
(i) The Secretary shall, by regulation, establish procedures (including
objective criteria and consideration of the results of compliance reviews
of the State conducted by the Secretary) for determining whether to grant
a waiver under subparagraph (C)(ii).
(ii) The Secretary shall publish proposed regulations under clause (i)
not later than 6 months after the date of the enactment of the Individuals
with Disabilities Education Act Amendments of 1997, and shall issue final
regulations under clause (i) not later than 1 year after such date of enactment.
(20) PUBLIC PARTICIPATION- Prior to the adoption of any policies and procedures
needed to comply with this section (including any amendments to such policies
and procedures), the State ensures that there are public hearings, adequate
notice of the hearings, and an opportunity for comment available to the
general public, including individuals with disabilities and parents of
children with disabilities.
(21) STATE ADVISORY PANEL-
(A) IN GENERAL- The State has established and maintains an advisory
panel for the purpose of providing policy guidance with respect to special
education and related services for children with disabilities in the State.
(B) MEMBERSHIP- Such advisory panel shall consist of members appointed
by the Governor, or any other official authorized under State law to make
such appointments, that is representative of the State population and that
is composed of individuals involved in, or concerned with, the education
of children with disabilities, including --
(i) parents of children with disabilities;
(ii) individuals with disabilities;
(iii) teachers;
(iv) representatives of institutions of higher education that prepare
special education and related services personnel;
(v) State and local education officials;
(vi) administrators of programs for children with disabilities;
(vii) representatives of other State agencies involved in the financing
or delivery of related services to children with disabilities;
(viii) representatives of private schools and public charter schools;
(ix) at least one representative of a vocational, community, or business
organization concerned with the provision of transition services to children
with disabilities; and
(x) representatives from the State juvenile and adult corrections agencies.
(C) SPECIAL RULE- A majority of the members of the panel shall be individuals
with disabilities or parents of children with disabilities.
(D) DUTIES- The advisory panel shall --
(i) advise the State educational agency of unmet needs within the
State in the education of children with disabilities;
(ii) comment publicly on any rules or regulations proposed by the State
regarding the education of children with disabilities;
(iii) advise the State educational agency in developing evaluations
and reporting on data to the Secretary under section
618;
(iv) advise the State educational agency in developing corrective action
plans to address findings identified in Federal monitoring reports under
this part; and
(v) advise the State educational agency in developing and implementing
policies relating to the coordination of services for children with disabilities.
(22) SUSPENSION AND EXPULSION RATES-
(A) IN GENERAL- The State educational agency examines data to determine
if significant discrepancies are occurring in the rate of long-term suspensions
and expulsions of children with disabilities --
(i) among local educational agencies in the State; or
(ii) compared to such rates for nondisabled children within such agencies.
(B) REVIEW AND REVISION OF POLICIES- If such discrepancies are occurring,
the State educational agency reviews and, if appropriate, revises (or requires
the affected State or local educational agency to revise) its policies,
procedures, and practices relating to the development and implementation
of IEPs, the use of behavioral interventions, and procedural safeguards,
to ensure that such policies, procedures, and practices comply with this
Act. (b) STATE EDUCATIONAL AGENCY AS PROVIDER OF FREE
APPROPRIATE PUBLIC EDUCATION OR DIRECT SERVICES- If the State educational
agency provides free appropriate public education to children with disabilities,
or provides direct services to such children, such agency --
(1) shall comply with any additional requirements of section
613(a), as if such agency were a local educational agency; and
(2) may use amounts that are otherwise available to such agency under
this part to serve those children without regard to section
613(a)(2)(A)(i) (relating to excess costs).
(c) EXCEPTION FOR PRIOR STATE PLANS-
(1) IN GENERAL- If a State has on file with the Secretary policies
and procedures that demonstrate that such State meets any requirement of
subsection
(a), including any policies and procedures filed under this part as
in effect before the effective date of the Individuals with Disabilities
Education Act Amendments of 1997, the Secretary shall consider such State
to have met such requirement for purposes of receiving a grant under this
part.
(2) MODIFICATIONS MADE BY STATE- Subject to paragraph (3), an application
submitted by a State in accordance with this section shall remain in effect
until the State submits to the Secretary such modifications as the State
deems necessary. This section shall apply to a modification to an application
to the same extent and in the same manner as this section applies to the
original plan.
(3) MODIFICATIONS REQUIRED BY THE SECRETARY- If, after the effective
date of the Individuals with Disabilities Education Act Amendments of 1997,
the provisions of this Act are amended (or the regulations developed to
carry out this Act are amended), or there is a new interpretation of this
Act by a Federal court or a State's highest court, or there is an official
finding of noncompliance with Federal law or regulations, the Secretary
may require a State to modify its application only to the extent necessary
to ensure the State's compliance with this part.
(d) APPROVAL BY THE SECRETARY-
(1) IN GENERAL- If the Secretary determines that a State is eligible
to receive a grant under this part, the Secretary shall notify the State
of that determination.
(2) NOTICE AND HEARING- The Secretary shall not make a final determination
that a State is not eligible to receive a grant under this part until after
providing the State --
(A) with reasonable notice; and
(B) with an opportunity for a hearing.
(e) ASSISTANCE UNDER OTHER FEDERAL PROGRAMS- Nothing in this title permits
a State to reduce medical and other assistance available, or to alter eligibility,
under titles V and XIX of the Social Security Act with respect to the provision
of a free appropriate public education for children with disabilities in
the State.
(f) BY-PASS FOR CHILDREN IN PRIVATE SCHOOLS-
(1) IN GENERAL- If, on the date of enactment of the Education of the
Handicapped Act Amendments of 1983, a State educational agency is prohibited
by law from providing for the participation in special programs of children
with disabilities enrolled in private elementary and secondary schools
as required by subsection (a)(10)(A),
the Secretary shall, notwithstanding such provision of law, arrange for
the provision of services to such children through arrangements which shall
be subject to the requirements of such subsection.
(2) PAYMENTS-
(A) DETERMINATION OF AMOUNTS- If the Secretary
arranges for services pursuant to this subsection, the Secretary, after
consultation with the appropriate public and private school officials,
shall pay to the provider of such services for a fiscal year an amount
per child that does not exceed the amount determined by dividing --
(i) the total amount received by the State under this part for such
fiscal year; by
(ii) the number of children with disabilities served in the prior year,
as reported to the Secretary by the State under section
618.
(B) WITHHOLDING OF CERTAIN AMOUNTS- Pending final
resolution of any investigation or complaint that could result in a determination
under this subsection, the Secretary may withhold from the allocation of
the affected State educational agency the amount the Secretary estimates
would be necessary to pay the cost of services described in subparagraph
(A).
(C) PERIOD OF PAYMENTS- The period under which payments are made under
subparagraph
(A) shall continue until the Secretary determines that there will no
longer be any failure or inability on the part of the State educational
agency to meet the requirements of subsection
(a)(10)(A).
(3) NOTICE AND HEARING-
(A) IN GENERAL- The Secretary shall not take
any final action under this subsection until the State educational agency
affected by such action has had an opportunity, for at least 45 days after
receiving written notice thereof, to submit written objections and to appear
before the Secretary or the Secretary's designee to show cause why such
action should not be taken. (B) REVIEW OF ACTION- If a State educational
agency is dissatisfied with the Secretary's final action after a proceeding
under subparagraph (A), such agency may, not later
than 60 days after notice of such action, file with the United States court
of appeals for the circuit in which such State is located a petition for
review of that action. A copy of the petition shall be forthwith transmitted
by the clerk of the court to the Secretary. The Secretary thereupon shall
file in the court the record of the proceedings on which the Secretary
based the Secretary's action, as provided in section
2112 of title 28, United States Code.
(C) REVIEW OF FINDINGS OF FACT- The findings of fact by the Secretary,
if supported by substantial evidence, shall be conclusive, but the court,
for good cause shown, may remand the case to the Secretary to take further
evidence, and the Secretary may thereupon make new or modified findings
of fact and may modify the Secretary's previous action, and shall file
in the court the record of the further proceedings. Such new or modified
findings of fact shall likewise be conclusive if supported by substantial
evidence.
(D) JURISDICTION OF COURT OF APPEALS; REVIEW BY UNITED STATES SUPREME
COURT- Upon the filing of a petition under subparagraph
(B), the United States court of appeals shall have jurisdiction to
affirm the action of the Secretary or to set it aside, in whole or in part.
The judgment of the court shall be subject to review by the Supreme Court
of the United States upon certiorari or certification as provided in section
1254 of title 28, United States Code.
SEC. 613. LOCAL EDUCATIONAL AGENCY ELIGIBILITY. (a) IN GENERAL- A local educational agency is eligible
for assistance under this part for a fiscal year if such agency demonstrates
to the satisfaction of the State educational agency that it meets each
of the following conditions:
(1) CONSISTENCY WITH STATE POLICIES- The local educational agency,
in providing for the education of children with disabilities within its
jurisdiction, has in effect policies, procedures, and programs that are
consistent with the State policies and procedures established under section
612.
(2) USE OF AMOUNTS-
(A) IN GENERAL- Amounts provided to the local
educational agency under this part shall be expended in accordance with
the applicable provisions of this part and --
(i) shall be used only to pay the excess
costs of providing special education and related services to children with
disabilities;
(ii) shall be used to supplement State, local,
and other Federal funds and not to supplant such funds; and
(iii) shall not be used, except as provided
in subparagraphs (B) and (C),
to reduce the level of expenditures for the education of children with
disabilities made by the local educational agency from local funds below
the level of those expenditures for the preceding fiscal year.
(B) EXCEPTION- Notwithstanding the restriction
in subparagraph (A)(iii), a local educational
agency may reduce the level of expenditures where such reduction is attributable
to -- (i) the voluntary departure, by retirement or otherwise, or departure
for just cause, of special education personnel;
(ii) a decrease in the enrollment of children with disabilities;
(iii) the termination of the obligation of the agency, consistent with
this part, to provide a program of special education to a particular child
with a disability that is an exceptionally costly program, as determined
by the State educational agency, because the child --
(I) has left the jurisdiction of the agency;
(II) has reached the age at which the obligation of the agency to provide
a free appropriate public education to the child has terminated; or
(III) no longer needs such program of special education; or
(iv) the termination of costly expenditures for long-term purchases, such
as the acquisition of equipment or the construction of school facilities. (C) TREATMENT OF FEDERAL FUNDS IN CERTAIN FISCAL
YEARS-
(i) Notwithstanding clauses (ii)
and (iii) of subparagraph
(A), for any fiscal year for which amounts appropriated to carry out
section
611 exceeds $4,100,000,000, a local educational agency may treat as
local funds, for the purpose of such clauses, up to 20 percent of the amount
of funds it receives under this part that exceeds the amount it received
under this part for the previous fiscal year.
(ii) Notwithstanding clause (i), if a State
educational agency determines that a local educational agency is not meeting
the requirements of this part, the State educational agency may prohibit
the local educational agency from treating funds received under this part
as local funds under clause (i) for any fiscal
year, only if it is authorized to do so by the State constitution or a
State statute.
(D) SCHOOLWIDE PROGRAMS UNDER TITLE I OF THE ESEA-
Notwithstanding subparagraph (A) or any other
provision of this part, a local educational agency may use funds received
under this part for any fiscal year to carry out a schoolwide program under
section 1114 of the Elementary and Secondary Education Act of 1965, except
that the amount so used in any such program shall not exceed --
(i) the number of children with disabilities participating in the
schoolwide program; multiplied by
(ii) (I) the amount received by the local educational agency under
this part for that fiscal year; divided by
(II) the number of children with disabilities in the jurisdiction of
that agency.
(3) PERSONNEL DEVELOPMENT- The local educational agency --
(A) shall ensure that all personnel necessary to carry out this part
are appropriately and adequately prepared, consistent with the requirements
of section 653(c)(3)(D); and
(B) to the extent such agency determines appropriate, shall contribute
to and use the comprehensive system of personnel development of the State
established under section 612(a)(14).
(4) PERMISSIVE USE OF FUNDS- Notwithstanding paragraph
(2)(A) or section 612(a)(18)(B)
(relating to commingled funds), funds provided to the local educational
agency under this part may be used for the following activities:
(A) SERVICES AND AIDS THAT ALSO BENEFIT NONDISABLED
CHILDREN- For the costs of special education and related services and supplementary
aids and services provided in a regular class or other education-related
setting to a child with a disability in accordance with the individualized
education program of the child, even if one or more nondisabled children
benefit from such services.
(B) INTEGRATED AND COORDINATED SERVICES SYSTEM-
To develop and implement a fully integrated and coordinated services system
in accordance with subsection (f).
(5) TREATMENT OF CHARTER SCHOOLS AND THEIR STUDENTS-
In carrying out this part with respect to charter schools that are public
schools of the local educational agency, the local educational agency --
(A) serves children with disabilities attending those schools in the
same manner as it serves children with disabilities in its other schools;
and
(B) provides funds under this part to those schools in the same manner
as it provides those funds to its other schools.
(6) INFORMATION FOR STATE EDUCATIONAL AGENCY- The
local educational agency shall provide the State educational agency with
information necessary to enable the State educational agency to carry out
its duties under this part, including, with respect to paragraphs (16)
and (17) of section
612(a), information relating to the performance of children with disabilities
participating in programs carried out under this part.
(7) PUBLIC INFORMATION- The local educational
agency shall make available to parents of children with disabilities and
to the general public all documents relating to the eligibility of such
agency under this part.
(b) EXCEPTION FOR PRIOR LOCAL PLANS-
(1) IN GENERAL- If a local educational agency or State agency has
on file with the State educational agency policies and procedures that
demonstrate that such local educational agency, or such State agency, as
the case may be, meets any requirement of subsection
(a), including any policies and procedures filed under this part as
in effect before the effective date of the Individuals with Disabilities
Education Act Amendments of 1997, the State educational agency shall consider
such local educational agency or State agency, as the case may be, to have
met such requirement for purposes of receiving assistance under this part.
(2) MODIFICATION MADE BY LOCAL EDUCATIONAL AGENCY- Subject to paragraph
(3), an application submitted by a local educational agency in accordance
with this section shall remain in effect until it submits to the State
educational agency such modifications as the local educational agency deems
necessary.
(3) MODIFICATIONS REQUIRED BY STATE EDUCATIONAL AGENCY- If, after the
effective date of the Individuals with Disabilities Education Act Amendments
of 1997, the provisions of this Act are amended (or the regulations developed
to carry out this Act are amended), or there is a new interpretation of
this Act by Federal or State courts, or there is an official finding of
noncompliance with Federal or State law or regulations, the State educational
agency may require a local educational agency to modify its application
only to the extent necessary to ensure the local educational agency's compliance
with this part or State law.
(c) NOTIFICATION OF LOCAL EDUCATIONAL AGENCY OR STATE AGENCY IN CASE OF
INELIGIBILITY- If the State educational agency determines that a local
educational agency or State agency is not eligible under this section,
the State educational agency shall notify the local educational agency
or State agency, as the case may be, of that determination and shall provide
such local educational agency or State agency with reasonable notice and
an opportunity for a hearing.
(d) LOCAL EDUCATIONAL AGENCY COMPLIANCE-
(1) IN GENERAL- If the State educational agency,
after reasonable notice and an opportunity for a hearing, finds that a
local educational agency or State agency that has been determined to be
eligible under this section is failing to comply with any requirement described
in subsection (a), the State educational
agency shall reduce or shall not provide any further payments to the local
educational agency or State agency until the State educational agency is
satisfied that the local educational agency or State agency, as the case
may be, is complying with that requirement.
(2) ADDITIONAL REQUIREMENT- Any State agency or local educational agency
in receipt of a notice described in paragraph (1)
shall, by means of public notice, take such measures as may be necessary
to bring the pendency of an action pursuant to this subsection to the attention
of the public within the jurisdiction of such agency.
(3) CONSIDERATION- In carrying out its responsibilities under paragraph
(1), the State educational agency shall consider any decision made
in a hearing held under section 615 that
is adverse to the local educational agency or State agency involved in
that decision.
(e) JOINT ESTABLISHMENT OF ELIGIBILITY-
(1) JOINT ESTABLISHMENT- (A) IN GENERAL- A State educational agency
may require a local educational agency to establish its eligibility jointly
with another local educational agency if the State educational agency determines
that the local educational agency would be ineligible under this section
because the local educational agency would not be able to establish and
maintain programs of sufficient size and scope to effectively meet the
needs of children with disabilities.
(B) CHARTER SCHOOL EXCEPTION- A State educational agency may not require
a charter school that is a local educational agency to jointly establish
its eligibility under subparagraph (A) unless
it is explicitly permitted to do so under the State's charter school statute.
(2) AMOUNT OF PAYMENTS- If a State educational agency requires the joint
establishment of eligibility under paragraph
(1), the total amount of funds made available to the affected local
educational agencies shall be equal to the sum of the payments that each
such local educational agency would have received under section
611(g) if such agencies were eligible for such payments.
(3) REQUIREMENTS- Local educational agencies that establish joint eligibility
under this subsection shall --
(A) adopt policies and procedures that are consistent with the State's
policies and procedures under section 612(a);
and
(B) be jointly responsible for implementing programs that receive assistance
under this part.
(4) REQUIREMENTS FOR EDUCATIONAL SERVICE AGENCIES-
(A) IN GENERAL- If an educational service agency is required by State
law to carry out programs under this part, the joint responsibilities given
to local educational agencies under this subsection shall --
(i) not apply to the administration and disbursement of any payments
received by that educational service agency; and
(ii) be carried out only by that educational service agency.
(B) ADDITIONAL REQUIREMENT- Notwithstanding any other provision of this
subsection, an educational service agency shall provide for the education
of children with disabilities in the least restrictive environment, as
required by section 612(a)(5). (f) COORDINATED SERVICES SYSTEM-
(1) IN GENERAL- A local educational agency may not use more than 5
percent of the amount such agency receives under this part for any fiscal
year, in combination with other amounts (which shall include amounts other
than education funds), to develop and implement a coordinated services
system designed to improve results for children and families, including
children with disabilities and their families. (2) ACTIVITIES- In implementing a coordinated services system under
this subsection, a local educational agency may carry out activities that
include --
(A) improving the effectiveness and efficiency of service delivery,
including developing strategies that promote accountability for results;
(B) service coordination and case management that facilitates the linkage
of individualized education programs under this part and individualized
family service plans under part C with
individualized service plans under multiple Federal and State programs,
such as title I of the Rehabilitation Act of 1973 (vocational rehabilitation),
title XIX of the Social Security Act (Medicaid), and title XVI of the Social
Security Act (supplemental security income);
(C) developing and implementing interagency financing strategies for
the provision of education, health, mental health, and social services,
including transition services and related services under this Act; and
(D) interagency personnel development for individuals working on coordinated
services.
(3) COORDINATION WITH CERTAIN PROJECTS UNDER ELEMENTARY AND SECONDARY EDUCATION
ACT OF 1965- If a local educational agency is carrying out a coordinated
services project under title XI of the Elementary and Secondary Education
Act of 1965 and a coordinated services project under this part in the same
schools, such agency shall use amounts under this subsection in accordance
with the requirements of that title. (g) SCHOOL-BASED IMPROVEMENT PLAN-
(1) IN GENERAL- Each local educational agency
may, in accordance with paragraph (2),
use funds made available under this part to permit a public school within
the jurisdiction of the local educational agency to design, implement,
and evaluate a school-based improvement plan that is consistent with the
purposes described in section 651(b)
and that is designed to improve educational and transitional results for
all children with disabilities and, as appropriate, for other children
consistent with subparagraphs (A)
and
(B) of subsection
(a)(4) in that public school.
(2) AUTHORITY-
(A) IN GENERAL- A State educational agency
may grant authority to a local educational agency to permit a public school
described in paragraph (1) (through
a school-based standing panel established under paragraph
(4)(B)) to design, implement, and evaluate a school-based improvement
plan described in paragraph (1) for
a period not to exceed 3 years.
(B) RESPONSIBILITY OF LOCAL EDUCATIONAL AGENCY- If a State educational
agency grants the authority described in subparagraph
(A), a local educational agency that is granted such authority shall
have the sole responsibility of oversight of all activities relating to
the design, implementation, and evaluation of any school-based improvement
plan that a public school is permitted to design under this subsection.
(3) PLAN REQUIREMENTS- A school-based improvement
plan described in paragraph (1) shall
--
(A) be designed to be consistent with the purposes described in section
651(b) and to improve educational and transitional results for all
children with disabilities and, as appropriate, for other children consistent
with subparagraphs (A) and (B)
of subsection (a)(4), who attend the
school for which the plan is designed and implemented;
(B) be designed, evaluated, and, as appropriate,
implemented by a school-based standing panel established in accordance
with paragraph (4)(B);
(C) include goals and measurable indicators to assess the progress of
the public school in meeting such goals; and
(D) ensure that all children with disabilities receive the services
described in the individualized education programs of such children.
(4) RESPONSIBILITIES OF THE LOCAL EDUCATIONAL AGENCY-
A local educational agency that is granted authority under paragraph
(2) to permit a public school to design, implement, and evaluate a
school-based improvement plan shall --
(A) select each school under the jurisdiction
of such agency that is eligible to design, implement, and evaluate such
a plan;
(B) require each school selected under subparagraph
(A), in accordance with criteria established by such local educational
agency under subparagraph (C), to
establish a school-based standing panel to carry out the duties described
in paragraph (3)(B);
(C) establish --
(i) criteria that shall be used by such local educational agency in
the selection of an eligible school under subparagraph
(A);
(ii) criteria that shall be used by a public school selected under subparagraph
(A) in the establishment of a school-based standing panel to carry
out the duties described in paragraph
(3)(B) and that shall ensure that the membership of such panel reflects
the diversity of the community in which the public school is located and
includes, at a minimum --
(I) parents of children with disabilities who attend such public school,
including parents of children with disabilities from unserved and underserved
populations, as appropriate;
(II) special education and general education teachers of such public
school;
(III) special education and general education administrators, or the
designee of such administrators, of such public school; and
(IV) related services providers who are responsible for providing
services to the children with disabilities who attend such public school;
and
(iii) criteria that shall be used by such local educational agency with
respect to the distribution of funds under this part to carry out this
subsection;
(D) disseminate the criteria established under subparagraph
(C) to local school district personnel and local parent organizations
within the jurisdiction of such local educational agency;
(E) require a public school that desires to design, implement, and evaluate
a school-based improvement plan to submit an application at such time,
in such manner, and accompanied by such information as such local educational
agency shall reasonably require; and
(F) establish procedures for approval by such local educational agency
of a school-based improvement plan designed under this subsection.
(5) LIMITATION- A school-based improvement plan described in paragraph
(1) may be submitted to a local educational agency for approval only
if a consensus with respect to any matter relating to the design, implementation,
or evaluation of the goals of such plan is reached by the school-based
standing panel that designed such plan.
(6) ADDITIONAL REQUIREMENTS-
(A) PARENTAL INVOLVEMENT- In carrying out the requirements of this
subsection, a local educational agency shall ensure that the parents of
children with disabilities are involved in the design, evaluation, and,
where appropriate, implementation of school-based improvement plans in
accordance with this subsection.
(B) PLAN APPROVAL- A local educational agency
may approve a school-based improvement plan of a public school within the
jurisdiction of such agency for a period of 3 years, if --
(i) the approval is consistent with the policies, procedures, and
practices established by such local educational agency and in accordance
with this subsection; and
(ii) a majority of parents of children who are members of the school-based
standing panel, and a majority of other members of the school-based standing
panel, that designed such plan agree in writing to such plan.
(7) EXTENSION OF PLAN- If a public school within the jurisdiction of a
local educational agency meets the applicable requirements and criteria
described in paragraphs (3) and (4)
at the expiration of the 3-year approval period described in paragraph
(6)(B), such agency may approve a school-based improvement plan of
such school for an additional 3-year period.
(h) DIRECT SERVICES BY THE STATE EDUCATIONAL AGENCY-
(1) IN GENERAL- A State educational agency
shall use the payments that would otherwise have been available to a local
educational agency or to a State agency to provide special education and
related services directly to children with disabilities residing in the
area served by that local agency, or for whom that State agency is responsible,
if the State educational agency determines that the local education agency
or State agency, as the case may be --
(A) has not provided the information needed to establish the eligibility
of such agency under this section;
(B) is unable to establish and maintain programs of free appropriate
public education that meet the requirements of subsection
(a);
(C) is unable or unwilling to be consolidated with one or more local
educational agencies in order to establish and maintain such programs;
or
(D) has one or more children with disabilities who can best be served
by a regional or State program or service-delivery system designed to meet
the needs of such children.
(2) MANNER AND LOCATION OF EDUCATION AND SERVICES- The State educational
agency may provide special education and related services under paragraph
(1) in such manner and at such locations (including regional or State
centers) as the State agency considers appropriate. Such education and
services shall be provided in accordance with this part.
(i) STATE AGENCY ELIGIBILITY- Any State agency that desires to receive
a subgrant for any fiscal year under section
611(g) shall demonstrate to the satisfaction of the State educational
agency that --
(1) all children with disabilities who are participating in programs
and projects funded under this part receive a free appropriate public education,
and that those children and their parents are provided all the rights and
procedural safeguards described in this part; and
(2) the agency meets such other conditions of this section as the Secretary
determines to be appropriate.
(j) DISCIPLINARY INFORMATION- The State may require
that a local educational agency include in the records of a child with
a disability a statement of any current or previous disciplinary action
that has been taken against the child and transmit such statement to the
same extent that such disciplinary information is included in, and transmitted
with, the student records of nondisabled children. The statement may include
a description of any behavior engaged in by the child that required disciplinary
action, a description of the disciplinary action taken, and any other information
that is relevant to the safety of the child and other individuals involved
with the child. If the State adopts such a policy, and the child transfers
from one school to another, the transmission of any of the child's records
must include both the child's current individualized education program
and any such statement of current or previous disciplinary action that
has been taken against the child.
SEC. 614. EVALUATIONS, ELIGIBILITY DETERMINATIONS,
INDIVIDUALIZED EDUCATION PROGRAMS, AND EDUCATIONAL PLACEMENTS. (a) EVALUATIONS AND REEVALUATIONS-
(1) INITIAL EVALUATIONS-
(A) IN GENERAL- A State educational agency,
other State agency, or local educational agency shall conduct a full and
individual initial evaluation, in accordance with this paragraph and subsection
(b), before the initial provision of special education and related
services to a child with a disability under this part.
(B) PROCEDURES- Such initial evaluation shall consist of procedures
--
(i) to determine whether a child is a child with a disability (as
defined in section 602(3)); and
(ii) to determine the educational needs of such child.
(C) PARENTAL CONSENT-
(i) IN GENERAL- The agency proposing to conduct an initial evaluation
to determine if the child qualifies as a child with a disability as defined
in section 602(3)(A) or 602(3)(B)
shall obtain an informed consent from the parent of such child before the
evaluation is conducted. Parental consent for evaluation shall not be construed
as consent for placement for receipt of special education and related services.
(ii) REFUSAL- If the parents of such child refuse consent for the evaluation,
the agency may continue to pursue an evaluation by utilizing the mediation
and due process procedures under section
615, except to the extent inconsistent with State law relating to parental
consent.
(2) REEVALUATIONS- A local educational agency shall ensure that a reevaluation
of each child with a disability is conducted --
(A) if conditions warrant a reevaluation or if the child's parent
or teacher requests a reevaluation, but at least once every 3 years; and
(b) EVALUATION PROCEDURES-
(1) NOTICE- The local educational agency shall provide notice to the
parents of a child with a disability, in accordance with subsections (b)(3),
(b)(4),
and (c) of section
615, that describes any evaluation procedures such agency proposes
to conduct.
(2) CONDUCT OF EVALUATION- In conducting the evaluation, the local educational
agency shall --
(A) use a variety of assessment tools and strategies to gather relevant
functional and developmental information, including information provided
by the parent, that may assist in determining whether the child is a child
with a disability and the content of the child's individualized education
program, including information related to enabling the child to be involved
in and progress in the general curriculum or, for preschool children, to
participate in appropriate activities;
(B) not use any single procedure as the sole criterion for determining
whether a child is a child with a disability or determining an appropriate
educational program for the child; and
(C) use technically sound instruments that may assess the relative contribution
of cognitive and behavioral factors, in addition to physical or developmental
factors.
(3) ADDITIONAL REQUIREMENTS- Each local educational agency shall ensure
that --
(A) tests and other evaluation materials used to assess a child under
this section --
(i) are selected and administered so as not to be discriminatory on
a racial or cultural basis; and
(ii) are provided and administered in the child's native language or
other mode of communication, unless it is clearly not feasible to do so;
and
(B) any standardized tests that are given to the child --
(i) have been validated for the specific purpose for which they are
used;
(ii) are administered by trained and knowledgeable personnel; and
(iii) are administered in accordance with any instructions provided
by the producer of such tests;
(C) the child is assessed in all areas of suspected disability; and
(D) assessment tools and strategies that provide relevant information
that directly assists persons in determining the educational needs of the
child are provided.
(4) DETERMINATION OF ELIGIBILITY- Upon completion
of administration of tests and other evaluation materials --
(A) the determination of whether the child
is a child with a disability as defined in section 602(3)
shall be made by a team of qualified professionals and the parent of the
child in accordance with paragraph (5); and
(B) a copy of the evaluation report and the documentation of determination
of eligibility will be given to the parent.
(5) SPECIAL RULE FOR ELIGIBILITY DETERMINATION-
In making a determination of eligibility under paragraph
(4)(A), a child shall not be determined to be a child with a disability
if the determinant factor for such determination is lack of instruction
in reading or math or limited English proficiency. (c) ADDITIONAL REQUIREMENTS FOR EVALUATION AND REEVALUATIONS-
(1) REVIEW OF EXISTING EVALUATION DATA- As part of an initial evaluation
(if appropriate) and as part of any reevaluation under this section, the
IEP Team described in subsection (d)(1)(B)
and other qualified professionals, as appropriate, shall --
(A) review existing evaluation data on the child, including evaluations
and information provided by the parents of the child, current classroom-based
assessments and observations, and teacher and related services providers
observation; and
(B) on the basis of that review, and input from
the child's parents, identify what additional data, if any, are needed
to determine --
(i) whether the child has a particular category of disability, as
described in section 602(3), or, in
case of a reevaluation of a child, whether the child continues to have
such a disability;
(ii) the present levels of performance and educational needs of the
child;
(iii) whether the child needs special education and related services,
or in the case of a reevaluation of a child, whether the child continues
to need special education and related services; and
(iv) whether any additions or modifications to the special education
and related services are needed to enable the child to meet the measurable
annual goals set out in the individualized education program of the child
and to participate, as appropriate, in the general curriculum.
(2) SOURCE OF DATA- The local educational agency shall administer such
tests and other evaluation materials as may be needed to produce the data
identified by the IEP Team under paragraph (1)(B).
(3) PARENTAL CONSENT- Each local educational
agency shall obtain informed parental consent, in accordance with subsection
(a)(1)(C), prior to conducting any reevaluation of a child with a disability,
except that such informed parent consent need not be obtained if the local
educational agency can demonstrate that it had taken reasonable measures
to obtain such consent and the child's parent has failed to respond.
(4) REQUIREMENTS IF ADDITIONAL DATA ARE NOT NEEDED- If the IEP Team
and other qualified professionals, as appropriate, determine that no additional
data are needed to determine whether the child continues to be a child
with a disability, the local educational agency --
(A) shall notify the child's parents of --
(i) that determination and the reasons for it; and
(ii) the right of such parents to request an assessment to determine
whether the child continues to be a child with a disability; and
(B) shall not be required to conduct such an assessment unless requested
to by the child's parents. (5) EVALUATIONS BEFORE CHANGE IN ELIGIBILITY- A local educational
agency shall evaluate a child with a disability in accordance with this
section before determining that the child is no longer a child with a disability. (d) INDIVIDUALIZED EDUCATION PROGRAMS-
(1) DEFINITIONS- As used in this title:
(A) INDIVIDUALIZED EDUCATION PROGRAM- The
term 'individualized education program' or 'IEP' means a written statement
for each child with a disability that is developed, reviewed, and revised
in accordance with this section and that includes --
(i) a statement of the child's present levels
of educational performance, including --
(I) how the child's disability affects the child's involvement and
progress in the general curriculum; or
(II) for preschool children, as appropriate, how the disability affects
the child's participation in appropriate activities;
(ii) a statement of measurable annual goals,
including benchmarks or short-term objectives, related to --
(I) meeting the child's needs that result from the child's disability
to enable the child to be involved in and progress in the general curriculum;
and
(II) meeting each of the child's other educational needs that result
from the child's disability;
(iii) a statement of the special education and
related services and supplementary aids and services to be provided to
the child, or on behalf of the child, and a statement of the program modifications
or supports for school personnel that will be provided for the child --
(I) to advance appropriately toward attaining the annual goals;
(II) to be involved and progress in the general curriculum in accordance
with clause (i) and to participate in extracurricular
and other nonacademic activities; and
(III) to be educated and participate with other children with disabilities
and nondisabled children in the activities described in this paragraph;
(iv) an explanation of the extent, if any, to which the child will not
participate with nondisabled children in the regular class and in the activities
described in clause (iii);
(v) (I) a statement of any individual modifications
in the administration of State or districtwide assessments of student achievement
that are needed in order for the child to participate in such assessment;
and (II) if the IEP Team determines that the child will not participate
in a particular State or districtwide assessment of student achievement
(or part of such an assessment), a statement of --
(aa) why that assessment is not appropriate for the child; and
(bb) how the child will be assessed;
(vi) the projected date for the beginning of the services and modifications
described in clause (iii), and the anticipated
frequency, location, and duration of those services and modifications;
(vii) (I)
beginning at age 14, and updated annually, a statement of the transition
service needs of the child under the applicable components of the child's
IEP that focuses on the child's courses of study (such as participation
in advanced-placement courses or a vocational education program); (II) beginning at age 16 (or younger, if determined
appropriate by the IEP Team), a statement of needed transition services
for the child, including, when appropriate, a statement of the interagency
responsibilities or any needed linkages; and
(III) beginning at least one year before the child reaches the age of
majority under State law,
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